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registered representative

registered representative

1 8.2
A person licensed to manage client accounts and give advice at a brokerage or investment firm
  • noun
  • /ˈrɛdʒɪstərd ˌrɛprɪˈzɛntətɪv/
  • Jargon
translation icon : representante registrado
  • Todd Kockelman is a registered representative with Packerland Brokerage Services, Inc.
  • also known as registered representatives

Examples

  • Christopher Gannatti is a registered representative of ALPS Distributors, Inc.

    Blog text (6)
  • And, effective last Jan. 1, the NASD stopped requiring its registered representatives to sign predispute arbitration clauses.

    Academic text (1999)
  • Clark has worked as a FINRA registered representative and passed the Series 63 and 22 exams.

    Blog text (8)
  • (In this regard, I am president and a registered representative of Millennium Wave Securities, LLC, member FINRA.)

    Blog text (20)
  • The registered representative offered valuable investment advice to the client looking to save for retirement.

  • Every registered representative at the firm is required to complete ongoing training to stay updated on market trends.

  • After hiring a registered representative, she felt more confident in her decisions regarding her investment portfolio.

Synonyms

agent
vsregistered representative
  • Formal
2.8

A person who helps and represents someone in business, legal, or official matters

is specifically authorized to handle client accounts and to advise them
representative
vsregistered representative
624 3.5

A person who speaks or acts for other people in an official way

is an authorized role that manages client accounts and offers advice
rep
vsregistered representative
  • Informal
499 7.7

A short word for a person who speaks and works for a company

is a formal role authorized to manage client accounts and give advice
account executive
vsregistered representative
7 5.9

A person who manages a client's work and relationship at an agency

is officially authorized to give clients advice about their accounts
account representative
vsregistered representative
1 4.5

A person who manages client accounts and keeps in contact with them for a company

holds official permission to give professional advice to account holders
customer's broker
vsregistered representative
7.0

A person who manages a client's account at a company like an advertising agency

is authorized to manage accounts and to offer clients advice

Surface Forms

Morphology

registered + representative

The meaning is directly and compositionally derived from 'registered' (formally recorded/authorized) modifying 'representative' (person acting on others' behalf), yielding an officially authorized agent. This adjective+noun pattern is transparent and cross-linguistically common, so a B1 learner who knows both constituents will understand the basic meaning even if specific professional duties (e.g., brokerage tasks) require extra domain knowledge.

Etymology

The phrase registered representative joins registered, meaning 'on an official list', and representative, meaning someone who 'acts for' another. So imagine a person on a record who is allowed to speak and act for a client, and that image explains why the term means someone officially allowed to manage accounts and give advice.