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Glite Dictionary
Securities and Exchange Commission

Securities and Exchange Commission

24 4.6
A U.S. government agency that watches financial markets and protects investors
  • proper noun
  • /sɪˈkjʊərɪtiz ənd ɪksˈtʃeɪndʒ kəˈmɪʃən/
  • Formal
translation icon : Comisión de Bolsa y Valores
  • Institutions are required to file 13F forms with the Securities and Exchange Commission (SEC) on a quarterly basis.
  • Securities and Exchange Commission (SEC)
  • U.S. Securities and Exchange Commission
  • Securities and Exchange Commission Chairman

Examples

  • Typically, when you sell a security, you must register the sale with the Securities and Exchange Commission (SEC).

    Blog text (28)

  • The U.S. Securities and Exchange Commission recently estimated the size of the municipal bond market to be approximately $2.8 trillion.

    Academic text (2018)

  • And eventually the Securities and Exchange Commission said no more.

  • This goes to the federal, to the Securities and Exchange Commission for approval.

  • Here are the facts according to the Securities and Exchange Commission.

    Blog text (28)

  • The firm settled with the Securities and Exchange Commission for $41 million.

    Academic text (2011)

  • The Securities and Exchange Commission files a civil action against WorldCom in New York federal court.

    Academic text (2004)

  • Part of the law, passed by Congress last July, juices the ability of the Securities and Exchange Commission to entice whistle-blowers to come forward.

    Academic text (2011)

  • BP also agreed to pay $525 million to settle Securities and Exchange Commission violations stemming from the disaster.

    Blog text (24)

  • The company is the subject of an investigation by the Securities and Exchange Commission.

Synonyms

SEC
vsSecurities and Exchange Commission
  • US
436 4.2

A US government group that makes companies follow rules about stocks to protect people who invest money

stresses broader oversight to keep markets fair and efficient

Surface Forms

Securities and Exchange Commission main

Morphology

security + and + exchange + commission

The name is fully compositional: 'commission' denotes a formal committee or agency and the modifier 'securities and exchange' specifies its domain (securities/stock exchanges). A B1 learner who knows these constituent meanings can infer it is an official body that oversees or regulates securities and exchange activity; this X‑Commission naming pattern is common across languages, making the meaning transparent.

Etymology

Securities and Exchange Commission comes from the parts of its name: it watches over securities, meaning things like 'stocks' and 'bonds', and over the exchange, the places where those things are bought and sold, and it is a commission, a group of officials. So the name fits its job as the U.S. government agency that 'makes rules for' financial markets and 'protects' investors.